WHAT INFORMATION IS COLLECTED
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions, including HFFS, to obtain, verify, and record information that identifies each person that establishes a new business relationship with HFFS. When a client establishes a business relationship with HFFS, HFFS must obtain the client’s full legal name, residential or business street address, date of birth (for individuals), and social security or other taxpayer identification number as well as a copy of certain individuals’ driver’s license, passport or other government-issued identification or, for non-individuals, a copy of articles of incorporation, trust instrument or other evidence that HFFS reasonably deems necessary to verify your identity.
USE OF THIS INFORMATION
The information is used to allow us to provide financial services to you and may be used to verify your identity through a consumer reporting agency and other third-party service providers. Your information is not sold by us to any outside party. Your information is also not shared in joint marketing arrangements with other financial institutions by us.
ACCESS TO INFORMATION
We restrict access to nonpublic personal information about you to those employees who need to know that information to provide services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your non-public personal information. In addition, we may disclose information to third parties such as government agencies, the SEC, FINRA, state securities regulators and our accountants and attorneys.
HFF Securities L.P.
1999 Avenue of the Stars, Suite 1200
Los Angeles, CA 90067